U.S. Trust Corporation

Results: 466



#Item
301Financial services / Collective investment schemes / Institutional investors / Mutual fund / Mutualism / ACT / U.S. Securities and Exchange Commission / Depository Trust & Clearing Corporation / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]March 16, 2004 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Elim

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Source URL: www.sec.gov

Language: English - Date: 2004-03-18 13:53:47
302Depository Trust & Clearing Corporation / Securities / ACT / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / Federal Reserve System / Haircut / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-07-23 15:30:09
303Financial regulation / Short selling / Securities / United States Securities and Exchange Commission / Security / Depository Trust & Clearing Corporation / Naked short selling / Settlement / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

Microsoft Word - comment letter final7[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2004-07-29 14:38:42
304Financial services / Depository Trust & Clearing Corporation / Securities / Broker-dealer / U.S. Securities and Exchange Commission / Federal Reserve System / Mutual fund / ACT / Net capital rule / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2004-12-08 14:41:53
305Finance / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Settlement / Securities / Financial economics / Financial system

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Systems Enhancement for the Processing of Information in its Restricted Deposit Service; Rel. No[removed], File No. SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-11-18 17:11:29
306Depository Trust & Clearing Corporation / Securities / United States securities law / ACT / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Financial economics / Finance

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2010-01-26 14:31:24
307Finance / Depository Trust & Clearing Corporation / Security / ACT / Securities Exchange Act / U.S. Securities and Exchange Commission / Settlement / Financial economics / Securities / Financial system

Order Approving Proposed Rule Change to Amend Addendum C of its Rules and Procedures to Implement Risk Enhancements to its Stock Borrow Program

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Source URL: www.sec.gov

Language: English - Date: 2010-09-08 17:42:15
308United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities / ACT / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]September 16, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-L

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Source URL: www.sec.gov

Language: English - Date: 2004-09-16 16:15:19
309United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / SEC filings / Securities Exchange Act / Security / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-12-11 17:10:40
310Finance / Central Securities Depositories / Payment systems / Depository Trust & Clearing Corporation / United States Securities and Exchange Commission / Settlement / Securities Exchange Act / U.S. Securities and Exchange Commission / Federal Reserve System / Securities / Financial economics / Financial system

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extending the End-Of-Day Cutoff Time For Processing to The Federal Reserve and to Reflect Other Changes Requested by the Federal Reserve

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Source URL: www.sec.gov

Language: English - Date: 2010-12-03 12:03:29
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